Securing ChatGPT
Teams & Enterprise
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Our new whitepaper outlines the critical risks and mitigation strategies for adopting ChatGPT Enterprise and Teams within alternative investment firms.
Authored by Rich Itri, Chief Innovation Officer at ECI, the paper emphasizes that while generative AI offers transformative potential—particularly in research, compliance, reporting, and client engagement — it introduces complex regulatory, security, and operational risks that must be proactively managed.
Key themes covered
- Actively implementing controls to mitigate risks such as unauthorised access, insecure APIs, and credential leakage, while ensuring compliance with regulatory frameworks like SEC, FINRA, GDPR, and CCPA
- Risks across identity management, data privacy, and vendor access, and provides actionable strategies including SSO, DLP, audit logging, and contractual safeguards to protect sensitive financial data
- The importance of governance frameworks, employee training, and robust offboarding procedures to prevent residual data exposure and maintain regulatory compliance
At ECI, our passion drives us to be your most transformative business partner. We serve alternative investment firms with managed services and technology solutions. We empower your firm with streamlined processes and improved market agility. We drive proactive, comprehensive compliance, and enable your leaders to lead with autonomy, authority, and accountability.
